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Year 2001 - 2002
Year 2000 - 2001
Papers
Securities, futures and debt markets
Year 2001 - 2002
Securities and Futures Commission Quarterly Report [CB(1)322/01-02]
New SFC Investor Leaflet -- "Wise Ways when Dealing with Brokers"
[CB(1)1674/01-02(01)] (3 June 2002)
Report of the Process Review Panel for the Securities and Futures Commission [CB(1)1731/01-02] (3 June 2002)
Proposed Amendments to the Current Financial Resources Rules provided by the Administration and Securities and Futures Commission
[CB(1)1628/01-02(06)] (6 May 2002)
Leaflets from the Securities and Futures Commission
[CB(1)1274/01-02] (9 April 2002)
Development of the Retail Debt Market in Hong Kong
[CB(1)716/01-02(05)] (4 March 2002 and 7 January 2002)
Follow-up supplementary information paper on "Development of retail debt market in Hong Kong" provided by the Administration
[CB(1)1245/01-02(01)] (4 March 2002)
Levies and comparison of licensing fees with other jurisdictions provided by the Securities and Futures Commission
[CB(1)1395/01-02(01)] (4 March 2002)
Report on the Growth Enterprise Market
[CB(1)1171/01-02(01)] (4 March 2002)
Securities and Futures Commission Budget for the Financial Year 2002-03
[CB(1)1184/01-02(03)] (4 March 2002)
Securities and Futures Commission Quarterly Report --10-12/2002 [CB(1)1043/01-02] (4 March 2002)
Leaflet on equity-linked notes published by the Securities and Futures Commission
[CB(1)728/01-02] (7 January 2002)
Year 2000 - 2001
Consultation paper on Proposed New Investor Compensation Arrangements provided by the Securities and Futures Commission [CB(1) 784/00-01] (29 March 2001)
Proposed New Investor Compensation Arrangements
[CB(1) 916/00-01(03)] (29 March 2001)
Securities and Futures Commission -- Proposed estimates of income & expenditure for the Financial Year 2001/2002
[CB(1) 732/00-01(03)] (7 March 2001)
Securities and Futures Commission Budget for the Financial Year 2001-02
[CB(1) 732/00-01(04)] (7 March 2001)
Report on the Implementation of the Financial Resources Rules
[CB(1) 522/00-01(04)] (5 February 2001)
Summary of Modifications of the Financial Resources Rules
[CB(1) 841/00-01] (5 February 2001)
Legislative Council Brief - Regulatory Reform for the Securities and Futures Market [Ref: SU B38/31(2000)]
(10 November 2000)
Presentation materials on "Regulatory Reform to meet the challenges of Globalization - Securities and Futures Bill"
[CB(1)164/00-01(Presentation Materials)] (10 November 2000)
Process Review Panel for the Securities and Futures Commission
[CB(1)164/00-01(Information Note)] (10 November 2000)
Follow-up paper - Written response to questions raised during the meeting of the LegCo Panel on Financial Affairs on the IPO of the MTRCL Limited
[CB(1) 260/00-01] (6 November 2000)
Report on the distribution of duplicate share certificates in relation to the Initial Public Offering of MTR Corporation Limited
[CB(1) 126/00-01(04)] (6 November 2000)