BulletYear 2011 - 2012
BulletYear 2010 - 2011
BulletYear 2009 - 2010
BulletYear 2008 - 2009


BulletPapers

Securities, futures and debt markets

Securities and Futures Commission

Year 2011 - 2012

LC Paper No.PaperMeeting date
CB(1)959/11-12(03) Administration's paper on "Securities and Futures Commission Budget for the Financial Year 2012-13" 6 February 2012
CB(1)957/11-12 Paper on the annual budgets of the Securities and Futures Commission prepared by the Legislative Council Secretariat (Background brief) 6 February 2012
CB(1)1147/11-12(04) Administration's paper on "Securities and Futures Commission Budget for the Financial Year 2012-13" 2 March 2012
LS50/11-12 "Issues relating to the reserves of the Securities and Futures Commission" prepared by Legal Service Division of the Legislative Council Secretariat (follow up paper) 2 March 2012


Year 2010 - 2011

LC Paper No.PaperMeeting date
CB(1)217/10-11(05) Administration's paper on a consultation conclusions proposed operational model for implementing a scripless securities market 1 November 2010
CB(1)300/10-11(02) Administration's paper on a consultation conclusions proposed operational model for implementing a scripless securities market (power-point presentation materials) 1 November 2010
CB(1)215/10-11 Paper on proposal to implement a scripless securities market in Hong Kong prepared by the Legislative Council Secretariat (Background brief) 1 November 2010
CB(1)3029/09-10(01) Process Review Panel for the Securities and Futures Commission Annual Report to the Financial Secretary for 2009-2010 1 November 2010
CB(1)1458/10-11(03) Administration's paper on "Securities and Futures Commission Budget for the Financial Year 2011-12" 7 March 2011
28 March 2011
CB(1)1446/10-11 Paper on the annual budgets of the Securities and Futures Commission prepared by the Legislative Council Secretariat (Background brief) 7 March 2011
28 March 2011
CB(1)2060/10-11(01) Administration's responses to issues raised at the meeting on 28 March 2011(follow up paper) 28 March 2011


Year 2009 - 2010

LC Paper No.PaperMeeting date
CB(1)145/09-10(03) Administration's paper on progress of the Administration's action plan on recommendations in the reports prepared by the Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) on the Lehman Brothers Minibonds Incident 2 November 2009
CB(1)145/09-10(04) Hong Kong Association of Banks' submission dated 23 October 2009 on improvement measures implemented by the retail banking sector (English version only) 2 November 2009
CB(1)524/09-10(02) Hong Kong Monetary Authority's response regarding the investigation of complaints on Lehman-related investment products (follow up paper) 2 November 2009
CB(1)142/09-10 Paper on progress of the Administration's action plan on recommendations in the reports prepared by HKMA and SFC on the Lehman Brothers Minibonds Incident prepared by the Legislative Council Secretariat (Background brief) 2 November 2009
CB(1)2767/08-09 Process Review Panel for the Securities and Futures Commission Annual Report to the Financial Secretary for 2008-2009 2 November 2009
CB(1)524/09-10(01) Securities and Futures Commission's information paper regarding the size of issuance and market turnover of derivative products (follow up paper) 2 November 2009
CB(1)220/09-10(02) Securities and Futures Commission's consultation paper on "Possible reforms to the prospectus regime in the Companies Ordinance and the offers of investments regime in the Securities and Futures Ordinance 7 December 2009
CB(1)220/09-10(01) Securities and Futures Commission's press release dated 30 October 2009 on further changes proposed to regulation of structured products 7 December 2009
CB(1)1221/09-10(03) Administration's information paper regarding the scripless securities arrangements in the United Kingdom and Australia and those proposed for Hong Kong (follow up paper) 1 February 2010
CB(1)978/09-10(05) Administration's paper on "A proposed operational model for implementing a scripless securities market in Hong Kong" 1 February 2010
CB(1)1051/09-10(03) Administration's paper on development of a scripless securities market (power-point presentation materials) 1 February 2010
CB(1)1213/09-10(02) Administration's paper on Securities and Futures Commission Budget for the Financial Year 2010-11 1 March 2010
CB(1)1462/09-10(01) Administration's response on whether the Securities and Futures Commission has power to initiate derivative actions and root cause of the suspension of dissemination of Hang Seng family of indexes on 22 January 2010 1 March 2010
CB(1)1225/09-10 Paper on the annual budgets of the Securities and Futures Commission prepared by the Legislative Council Secretariat (Background brief) 1 March 2010
CB(1)1153/09-10(01) Securities and Futures Commission's paper on suspension of dissemination of Hang Seng family of indices on 22 January 2010 1 March 2010
CB(1)2094/09-10(02) Administration's paper on legislative proposals to transfer the regulation of public offers of structured products from the Companies Ordinance (Cap. 32) to the Securities and Futures Ordinance (Cap. 571) (follow up paper) 3 May 2010
CB(1)1728/09-10(04) Administration's paper on legislative proposals to transfer the regulation of public offers of structured products from the Companies Ordinance to the Securities and Futures Ordinance 3 May 2010
CB(1)1727/09-10 Paper on legislative proposals to transfer the authorization of offering documentation in relation to structured products from the Companies Ordinance to the Securities and Futures Ordinance prepared by the Legislative Council Secretariat (Background brief) 3 May 2010
CB(1)2171/09-10 Securities and Futures Commission's press release and extracts on "Consultation conclusions on proposals to enhance protection for the investing public" 5 July 2010
CB(1)3029/09-10(01) Process Review Panel for the Securities and Futures Commission Annual Report to the Financial Secretary for 2009-2010 12 October 2010*


Year 2008 - 2009

LC Paper No.PaperMeeting date
CB(1)545/08-09(02) Administration's written response to the letter 2 February 2009
CB(1)545/08-09(01) Letter from "a helpless investor" expressing concern about the impact of the Closing Auction Session on individual investors, and the price movement of Mongolia Energy (Stock Code 00276) shares on 25 November 2008 (Chinese version only) 2 February 2009
CB(1)854/08-09(04) Administration's paper on the Budget of the Securities and Futures Commission for the financial year of 2009 - 2010 26 February 2009
CB(1)1173/08-09(01) Administration's response to issue raised at the meeting on 26 February 2009 (follow up paper) 26 February 2009
CB(1)1173/08-09(04) Securities and Futures Commission 's reply with regard to the number of Lehman-related complaint cases awaiting investigation and related manpower deployment (follow up paper) 26 February 2009
CB(1)2767/08-09 Process Review Panel for the Securities and Futures Commission Annual Report to the Financial Secretary for 2008-2009 9 October 2009*

* Issue date