BulletYear 2011 - 2012
BulletYear 2010 - 2011
BulletYear 2009 - 2010
BulletYear 2008 - 2009


BulletPapers

Securities, futures and debt markets

Regulation of listed companies and market activities

Year 2011 - 2012

LC Paper No.PaperMeeting date
CB(1)732/11-12(03) Administration's paper on "Proposal of the Securities and Futures Commission for a Short Position Reporting Regime" 6 January 2012
CB(1)969/11-12(02) Administration's response to issues raised at the meeting on 6 January 2012 (follow up paper) 6 January 2012
CB(1)969/11-12(01) List of follow-up actions arising from the discussion at the meeting on 6 January 2012 (follow up paper) 6 January 2012
CB(1)731/11-12 Paper on proposal of the Securities and Futures Commission for a Short Position Reporting Regime prepared by the Legislative Council Secretariat (Background brief) 6 January 2012
CB(1)1411/11-12(05) Administration's paper on "Progress in the Regulation of Over-the-counter Derivatives Market" 2 April 2012
CB(1)1502/11-12(02) Administration's paper on "Progress in the Regulation of Over-the-counter Derivatives Market"(power-point presentation materials) 2 April 2012
CB(1)1410/11-12 Paper on the regulation of over-the-counter derivatives market prepared by the Legislative Council Secretariat (Background brief) 2 April 2012
CB(1)1703/11-12(01) Administration's information note regarding Securities and Futures Ordinance (Amendment of Schedule 1) Notice 2012 21 May 2012
CB(1)1791/11-12(01) Administration's response to the submission from a member of the public regarding the change of the structure of the shares of China Netcom Technology Holdings Limited 21 May 2012
CB(1)1585/11-12(01) Administration's written response regarding appointment of independent non-executive directors to listed companies 21 May 2012


Year 2010 - 2011

LC Paper No.PaperMeeting date
CB(1)1284/10-11(01) Administration's paper on "Consultation Conclusions on the Proposed Statutory Codification of Certain Requirements to Disclose Price Sensitive Information by Listed Corporations" 21 February 2011
CB(1)1284/10-11(02) Administration's paper on "Proposed Statutory Codification of Certain Requirements to Disclose Price Sensitive Information by Listed Corporations- Consultation Conclusions" 21 February 2011
CB(1)1362/10-11(01) Administration's paper on Consultation Conclusions on the Proposed Statutory Codification of Certain Requirements to Disclose Price Sensitive Information by Listed Corporations (power-point presentation materials) 21 February 2011
CB(1)1574/10-11(02) Hong Kong Monetary Authority's response on Consultation Conclusions on the Proposed Statutory Codification of Certain Requirements to Disclose Price Sensitive Information by Listed Corporations 21 February 2011
CB(1)1574/10-11(01) Stock Exchange of Hong Kong Limited's response on Consultation Conclusions on the Proposed Statutory Codification of Certain Requirements to Disclose Price Sensitive Information by Listed Corporations 21 February 2011
CB(1)2104/10-11(01) Letter dated 5 May 2011 from Hon James TO Kun-sun (Chinese version only) 9 May 2011
23 May 2011
CB(1)2248/10-11(01) Administration's paper on policy issues relating to suspension of trading and subsequent buyback of four derivative warrants linked to the Nikkei 225 Index issued by Goldman Sachs Structured Products (Asia) Limited 23 May 2011
CB(1)2501/10-11(01) Administration's paper on policy issues relating to suspension of trading and subsequent buyback of four derivative warrants linked to the Nikkei 225 Index issued by Goldman Sachs Structured Products (Asia) Limited (follow up paper) 23 May 2011
CB(1)2421/10-11(01) Paper provided by the Hong Kong Exchanges and Clearing Limited on the results of the buyback offer made by Goldman Sachs Structured Products (Asia) Limited in respect of the four derivative warrants linked to the Nikkei 225 Index 23 May 2011
9 June 2011
CB(1)2234/10-11 Paper on regulation of derivative warrants market prepared by the Legislative Council Secretariat (Background brief) 23 May 2011
CB(1)2775/10-11(01) Administration's response to the motion passed at the meeting on 9 June 2011 (follow-up paper) 9 June 2011
CB(1)2323/10-11(01) Submission dated 24 May 2011 from the Association for the Advancement of Feminism on regulation of listing of overseas corporations in Hong Kong (Chinese version only) 9 June 2011
CB(1)2361/10-11(05) Wording of motion proposed to be moved by Hon James TO but not dealt with at the meeting on 23 May 2011 9 June 2011
CB(1)2601/10-11(02) Administration's paper on "Proposal of the Securities and Futures Commission for a Short Position Reporting Regime" 4 July 2011
CB(1)2947/10-11(01) Administration's paper on "Disruption of HKExnews Website Services and Suspension of Trading of Certain Issuers on 10 August 2011" 31 August 2011
CB(1)3024/10-11(01) Hong Kong Exchanges and Clearing Limited's information paper on disruption of HKExnews website service and the suspension of trading arrangement of Certain Issuers on 10 August 2011 (follow-up paper) 31 August 2011
CB(1)2921/10-11(01) Letter dated 12 August 2011 from Hon James TO (Chinese version only) 31 August 2011
CB(1)2962/10-11 Paper on HKExnews website service of the Hong Kong Exchange and Clearing Limited prepared by the Legislative Council Secretariat (Background brief) 31 August 2011
FS24/10-11 Summary of local press reports on disruption of HKExnews website services and suspension of trading in the shares of seven issuers and related derivatives from 10 August 2011 to 29 August 2011 (Chinese version only) 31 August 2011


Year 2009 - 2010

LC Paper No.PaperMeeting date
CB(1)556/09-10(01) Hon CHAN Kam-lam's letter dated 27 November 2009 to the Secretary for Financial Services and the Treasury on issues relating to the share price of Asian Citrus Holdings Limited (Chinese version only) 7 December 2009
21 December 2009
CB(1)598/09-10(01) Hon Starry LEE's letter dated 3 December 2009 on issues relating to the share price of Asian Citrus Holdings Limited (follow up paper) (Chinese version only) 7 December 2009
21 December 2009
CB(1)837/09-10(01) Administration's information paper on Issues relating to the listing of Asian Citrus Holdings Limited (follow up paper) 21 December 2009
CB(1)729/09-10(01) Administration's paper on issues relating to the listing of Asian Citrus Holdings Limited 21 December 2009
CB(1)657/09-10(01) Administration's response to Hon CHAN Kam-lam's letter dated 27 November 2009 (Chinese version only) 21 December 2009
CB(1)729/09-10(03) HKEx's press release dated 26 November 2009 on Statement regarding shares of Asian Citrus Holdings Limited 21 December 2009
CB(1)729/09-10(02) Hong Kong Exchanges and Clearing Limited's (HKEx) press release dated 4 December 2009 on New arrangements for dissemination of information concerning companies listed by way of introduction 21 December 2009
FS09/09-10 Paper on a summary of local press reports on the share price volatility of Asian Citrus Holdings Limited on its debut trading in Hong Kong from 26 November to 17 December 2009 prepared by the Research and Library Services Division of the Legislative Council Secretariat (Fact Sheet) (Chinese version only) 21 December 2009
CB(1)1498/09-10(01) Administration's consultation paper on the proposed statutory codification of certain requirements to disclose price sensitive information by listed corporations 8 April 2010
3 May 2010
CB(1)2094/09-10(01) Administration's paper on consultation on the statutory codification of certain requirements to disclose price sensitive information by listed corporations (follow up paper) 3 May 2010
CB(1)1728/09-10(03) Administration's paper on proposed statutory codification of certain requirements to disclose price sensitive information by listed corporations 3 May 2010
CB(1)1802/09-10(01) Administration's paper on proposed statutory codification of certain requirements to disclose price sensitive information by listed corporations (power-point presentation materials) 3 May 2010
CB(1)1726/09-10 Paper on proposals to give statutory backing to major listing requirements prepared by the Legislative Council Secretariat (Background Brief) 3 May 2010
CB(1)2597/09-10(01) Administration's reply on transactions of flats at 39 Conduit Road and disclosure of information by the listed property developer (follow up paper) 5 July 2010
CB(1)2330/09-10(01) Hon James TO's letter on issues relating to transactions of flats at 39 Conduit Road and disclosure of information by the listed property developer (Chinese version only) 5 July 2010
CB(1)2612/09-10(01) Hong Kong Monetary Authority's reply on transactions of flats at 39 Conduit Road and disclosure of information by the listed property developer (follow up paper) 5 July 2010
CB(1)2482/09-10(01) Letter to the Administration on transactions of flats at 39 Conduit Road and disclosure of information by the listed property developer (follow up paper) 5 July 2010
CB(1)2482/09-10(02) Letter to the Hong Kong Monetary Authority on transactions of flats at 39 Conduit Road and disclosure of information by the listed property developer follow up paper) 5 July 2010
CB(1)2461/09-10(01) Letters to Henderson Land Development Company Limited issued by the Lands Department regarding the transactions involving 24 units of 39 Conduit Road (English version only) 5 July 2010
CB(1)2461/09-10(02)
  		• Reply letters of Henderson Land Development Company Limited to the letters issued by the Lands Department regarding the transactions involving 24 units of 39 Conduit Road as set out in LC Paper No. CB(1)2461/09-10(01) (English version only)
    		 5 July 2010
    CB(1)2655/09-10(01) Transport and Housing Bureau 's reply on transactions of flats at 39 Conduit Road and disclosure of information by the listed property developer (follow up paper) 5 July 2010


    Year 2008 - 2009

    LC Paper No.PaperMeeting date
    CB(1)1460/08-09(02) Administration/Securities and Futures Commission's response to Hon Jeffrey LAM's letter 1 June 2009
    CB(1)1460/08-09(01) Hon Jeffrey LAM's letter on market misconduct activities (Chinese version only) 1 June 2009