| 1. | Mr CHAN Mofiz
|
| 2. | Hong Kong Securities & Futures Professionals Association
|
| 3. | Mr HUNG Hing-fai
|
| 4. | Karl-Thomson Commodities Co Ltd
[LC Paper No. CB(1)447/12-13(01) - Chinese version only] (issued on 21 January 2013)
|
| 5. | Mr HUI Tin-kay, Mark
|
| 6. | Mr CHU Kwun-chuen
|
| 7. | Optiver Trading Hong Kong Ltd
[LC Paper No. CB(1)453/12-13(01) - English version only] (issued on 22 January 2013)
|
| 8. | Hong Kong Securities Professionals Association
|
| 9. | Glory Sky Global Markets Ltd
[LC Paper No. CB(1)447/12-13(02) - English version only] (issued on 21 January 2013)
|
| 10. | Fuji Hong Kong Commodities Co Ltd
[LC Paper No. CB(1)447/12-13(03) - English version only] (issued on 21 January 2013)
|
| 11. | Mr NGAI Tak-shun
|
| 12. | Shenyin Wanguo Futures (HK) Ltd
[LC Paper No. CB(1)447/12-13(04) - English version only] (issued on 21 January 2013)
|
| 13. | Mr CHAN Chi-wai
|
| 14. | Prudential Brokerage Ltd
[LC Paper No. CB(1)447/12-13(05) - Chinese version only] (issued on 21 January 2013)
|
| 15. | I-Access Group Ltd
[LC Paper No. CB(1)453/12-13(02) - English version only] (issued on 22 January 2013)
|
| 16. | Excalibur Global Financial Group Limited
[LC Paper No. CB(1)447/12-13(06) - English version only] (issued on 21 January 2013)
|
| 17. | Interactive Brokers LLC
[LC Paper No. CB(1)447/12-13(07) - English version only] (issued on 21 January 2013)
|
| 18. | Hong Kong Securities & Futures Employees Union
[LC Paper No. CB(1)453/12-13(03) - Chinese version only] (issued on 22 January 2013)
|
| 19. | Bright Smart Securities & Commodities Group Limited
[LC Paper No. CB(1)453/12-13(20) - Chinese version only] (issued on 22 January 2013)
|
| 20. | Mr HUI Yik-bun
[LC Paper No. CB(1)453/12-13(21) - Chinese version only] (issued on 22 January 2013)
|
| 21. | Nomura International (Hong Kong) Limited
[LC Paper No. CB(1)447/12-13(08) - English version only] (issued on 21 January 2013)
|
| 22. | Mr Vincent TURCOTTE
|
| 23. | BNP Paribas Securities (Asia) Limited
[LC Paper No. CB(1)457/12-13(01) - English version only] (issued on 23 January 2013)
|
Submissions from organizations/individuals not attending the meeting
|
| 1. | Huatai Financial Holdings (Hong Kong) Limited
[LC Paper No. CB(1)447/12-13(09) - English version only] (issued on 21 January 2013)
|
| 2. | A member of the public
[LC Paper No. CB(1)447/12-13(10) - English version only] (issued on 21 January 2013)
|
| 3. | A member of the industry
[LC Paper No. CB(1)447/12-13(11) - English version only] (issued on 21 January 2013)
|
| 4. | Mr Almon HO
[LC Paper No. CB(1)447/12-13(12) - English version only] (issued on 21 January 2013)
|
| 5. | Guosen Securities (HK) Brokerage Co Ltd
[LC Paper No. CB(1)447/12-13(13) - Chinese version only] (issued on 21 January 2013)
|
| 6. | A member of the industry
[LC Paper No. CB(1)447/12-13(14) - English version only] (issued on 21 January 2013)
|
| 7. | A member of the industry
[LC Paper No. CB(1)447/12-13(15) - English version only] (issued on 21 January 2013)
|
| 8. | Haitong International Futures Ltd
[LC Paper No. CB(1)447/12-13(16) - English version only] (issued on 21 January 2013)
|
| 9. | First Shanghai Futures Limited
[LC Paper No. CB(1)447/12-13(17) - English version only] (issued on 21 January 2013)
|
| 10. | SinoPac Securities (Asia) Limited
[LC Paper No. CB(1)447/12-13(18) - Chinese version only] (issued on 21 January 2013)
|
| 11. | A member of the industry
[LC Paper No. CB(1)447/12-13(19) - English version only] (issued on 21 January 2013 and restricted to members only)
|
| 12. | Johannesburg Stock Exchange Limited
[LC Paper No. CB(1)447/12-13(20) - English version only] (issued on 21 January 2013)
|
| 13. | Bombay Stock Exchange Limited
[LC Paper No. CB(1)447/12-13(21) - English version only] (issued on 21 January 2013)
|
| 14. | A member of the industry
[LC Paper No. CB(1)447/12-13(22) - English version only] (issued on 22 January 2013 and restricted to members only)
|
| 15. | A member of the industry
[LC Paper No. CB(1)447/12-13(23) - English version only] (issued on 21 January 2013 and restricted to members only)
|
| 16. | A member of the industry
[LC Paper No. CB(1)447/12-13(24) - English version only] (issued on 21 January 2013 and restricted to members only)
|
| 17. | A member of the industry
[LC Paper No. CB(1)447/12-13(25) - English version only] (issued on 21 January 2013 and restricted to members only)
|
| 18. | Quorum 15
[LC Paper No. CB(1)447/12-13(26) - English version only] (issued on 21 January 2013)
|
| 19. | Stockwell Commodities Limited
[LC Paper No. CB(1)447/12-13(27) - English version only] (issued on 21 January 2013)
|
| 20. | A member of the industry
[LC Paper No. CB(1)447/12-13(28) - English version only] (issued on 21 January 2013)
|
| 21. | Nanhua Futures (Hong Kong) Co., Limited
[LC Paper No. CB(1)447/12-13(29) - English version only] (issued on 22 January 2013)
|
| 22. | Phenix Professional Ltd
[LC Paper No. CB(1)447/12-13(30) - English version only] (issued on 21 January 2013)
|
| 23. | A member of the industry
[LC Paper No. CB(1)447/12-13(31) - English version only] (issued on 21 January 2013)
|
| 24. | iSTAR International Futures Co Limited
[LC Paper No. CB(1)447/12-13(32) - English version only] (issued on 21 January 2013)
|
| 25. | Hong Kong Investment Funds Association
[LC Paper No. CB(1)453/12-13(04) - English version only] (issued on 22 January 2013)
|
| 26. | A member of the industry
[LC Paper No. CB(1)453/12-13(05) - Chinese version only] (issued on 22 January 2013 and restricted to members only)
|
| 27. | BM&FBOVESPA
[LC Paper No. CB(1)453/12-13(06) - English version only] (issued on 22 January 2013)
|
| 28. | A member of the industry
[LC Paper No. CB(1)453/12-13(07) - English version only] (issued on 22 January 2013 and restricted to members only)
|
| 29. | Asia TraderForum
[LC Paper No. CB(1)453/12-13(08) - English version only] (issued on 22 January 2013)
|
| 30. | ADMIS Hong Kong Limited
[LC Paper No. CB(1)453/12-13(09) - English version only] (issued on 22 January 2013)
|
| 31. | A global financial institution
[LC Paper No. CB(1)453/12-13(10) - English version only] (issued on 22 January 2013)
|
| 32. | The Alternative Investment Management Association
[LC Paper No. CB(1)453/12-13(11) - English version only] (issued on 22 January 2013)
|
| 33. | Jinrui Futures (Hong Kong) Limited
[LC Paper No. CB(1)453/12-13(12) - Chinese version only] (issued on 22 January 2013)
|
| 34. | South China Financial Holdings Limited
[LC Paper No. CB(1)453/12-13(13) - English version only] (issued on 22 January 2013)
|
| 35. | Grand China Futures Limited
[LC Paper No. CB(1)453/12-13(14) - English version only] (issued on 22 January 2013)
|
| 36. | Miss Venus YEUNG
[LC Paper No. CB(1)453/12-13(15) - English version only] (issued on 22 January 2013)
|
| 37. | Tibra Trading Hong Kong Limited
[LC Paper No. CB(1)453/12-13(16) - English version only] (issued on 22 January 2013)
|
| 38. | Asia Securities Industry & Financial Markets Association
[LC Paper No. CB(1)453/12-13(17) - English version only] (issued on 22 January 2013)
|
| 39. | Newedge Financial Hong Kong Limited
[LC Paper No. CB(1)453/12-13(18) - English version only] (issued on 22 January 2013)
|
| 40. | IMC Asia Pacific Limited
[LC Paper No. CB(1)453/12-13(19) - English version only] (issued on 22 January 2013)
|
| 41. | A member of the industry
[LC Paper No. CB(1)457/12-13(02) - English version only] (issued on 23 January 2013 and restricted to members only)
|
| 42. | A member of the industry
[LC Paper No. CB(1)457/12-13(03) - English version only] (issued on 23 January 2013 and restricted to members only)
|
| 43. | Moscow Exchange
[LC Paper No. CB(1)457/12-13(04) - English version only] (issued on 23 January 2013)
|
| 44. | Mr Paul CHEUNG
[LC Paper No. CB(1)457/12-13(05) - Chinese version only] (issued on 23 January 2013)
|
| 45. | China Everbright Forex and Futures (HK) Limited
[LC Paper No. CB(1)457/12-13(06) - English version only] (issued on 23 January 2013)
|
| 46. | The Investors Protection Association
[LC Paper No. CB(1)457/12-13(07) - Chinese version only] (issued on 23 January 2013)
|