Bills Committee on
Securities and Futures Bill and Banking (Amendment) Bill 2000

Meeting on
Tuesday, 17 July 2001 at 2:30 pm
in Conference Room B of the Legislative Council Building

Agenda

I.Clause-by-clause examination of the Securities and Futures Bill and the Banking (Amendment) Bill 2000

LC Paper No. CB(1) 1705/00-01(02)-Information paper provided by the Administration on the proposed Committee Stage Amendments to Part VI of the English version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1733/00-01(02)-Information paper provided by the Administration on the proposed Committee Stage Amendments to Part VI of the Chinese version of the Securities and Futures Bill (issued)

LC Paper No.CB(1) 1705/00-01(03)-Revised paper provided by the Administration on its response to public comments on Part VI of the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 1778/00-01(01)-Information paper provided by the Administration on the proposed Committee Stage Amendments to Part VII of the English version of the Securities and Futures Bill (issued)

LC Paper No.CB(1) 1778/00-01(02)-Information paper provided by the Administration on the proposed Committee Stage Amendments to Part VII of the Chinese version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1768/00-01(01)-Revised paper provided by the Administration on its response to public comments on Part VII of the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 1783/00-01(01)-Information paper provided by the Administration on the proposed Committee Stage Amendments to Part VIII of the English version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1791/00-01(01) -Information paper provided by the Administration on the proposed Committee Stage Amendments to Part VIII of the Chinese version of the Securities and Futures Bill (tabled at the meeting on 16 July 2001) (issued)

LC Paper No.CB(1) 1783/00-01(02)-Revised paper provided by the Administration on its response to public comments on Part VIII of the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 1379/00-01(01)-Areas of concern raised by members during discussions on Securities and Futures Bill and Banking (Amendment) Bill 2000 (issued)

Other relevant papers

LC Paper No.CB(1) 507/00-01-Information on existing Memorandum of Understanding signed between the Securities and Futures Commission and the Hong Kong Monetary Authority in the regulation of exempt persons (English version issued)

LC Paper No. CB(1) 1246/00-01(03)-Information paper provided by the Administration on the licensing and exemption regime (English version issued)

LC Paper No.CB(1) 626/00-01(01)-Information paper provided by the Administration on Parts VI and VII of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 648/00-01(04)-Table prepared by the Legal Service Division providing supplementary information on the Derivation tables for Parts VI and VII of the Securities and Futures Bill (Annex A to LC Paper No. CB(1) 626/00-01(01)) (issued)

LC Paper No. CB(1) 1246/00-01(04)-Information paper provided by the Administration on subsidiary legislation, codes and guidelines for commencement of the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 770/00-01(01)-Information paper provided by the Administration on Part VIII of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 838/00-01(01)-Table prepared by the Legal Service Division providing supplementary information on the Comparison Table for Part VIII of the Securities and Futures Bill (Annex to LC Paper No. CB(1) 770/00-01(01)) (issued)

LC Paper No. CB(1) 909/00-01-Information paper provided by the Administration on the Process Review Panel for the Securities and Futures Commission (issued)

LC Paper No. CB(1) 925/00-01(02)-The Administration's response to the table prepared by the Legal Service Division on part VIII of the Securities and Futures Bill (LC Paper No. CB(1) 838/00-01(01)) (English version issued)

LC Paper No. CB(1) 1174/00-01(03)-Memoranda of understanding/ co-operative arrangements concluded by the Securities and Futures Commission with authorities or regulatory organizations outside Hong Kong (English version issued)

LC Paper No. CB(1) 1174/00-01(04)-Information paper provided by the Administration on statistics on disciplinary actions taken by the Securities and Futures Commission (English version issued)

LC Paper No.CB(1) 1174/00-01(05)-Information paper provided by the Administration on "Misconduct" under disciplinary regime (English version issued)

LC Paper No. CB(1) 1374/00-01-Information paper provided by the Administration on disciplinary sanctions and appeal mechanism for exempt authorized institutions and their staff (English version issued)

LC Paper No. CB(1) 1466/00-01-Clause by clause summary of outstanding comments by Linklaters & Alliance on the Securities and Futures Bill (English version issued)

II.Any other business

Legislative Council Secretariat 16 July 2001