Bills Committee on
Securities and Futures Bill and Banking (Amendment) Bill 2000

Meeting on
Friday, 22 June 2001 at 8:30 am
in Conference Room A of the Legislative Council Building

Agenda

I.Clause-by-clause examination of the Securities and Futures Bill and the Banking (Amendment) Bill 2000

LC Paper No. CB(1) 1468/00-01(01)-Information paper provided by the Administration on the proposed Committee Stage Amendments to Part III of and Schedule 3 to the English version of the Securities and Futures Bill (issued)

LC Paper No.CB(1) 1485/00-01(01)-Revised paper provided by the Administration on its response to public comments on Part III of the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 1499/00-01(01)-Information paper provided by the Administration on the proposed Committee Stage Amendments to Part III of and Schedule 3 to the Chinese version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1599/00-01(01)-Information paper provided by the Administration on the proposed Committee Stage Amendments to Part IV of and Schedule 4 to the English version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1616/00-01(01)-Information paper provided by the Administration on the proposed Committee Stage Amendments to Part IV of and Schedule 4 to the Chinese version of the Securities and Futures Bill (attached)

LC Paper No.CB(1) 1476/00-01-Information paper provided by the Administration on summary of public comments and Administration's response on Part IV of the Securities and Futures Bill (English version issued)

LC Paper No.CB(1) 1379/00-01(01)-Areas of concern raised by members during discussions on Securities and Futures Bill and Banking (Amendment) Bill 2000 (issued)

Other relevant papers

LC Paper No. CB(1) 413/00-01(01) -Information paper provided by the Administration on Part III and Schedule 3 of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 413/00-01(02) -Table prepared by the Legal Service Division providing supplementary information on the Comparison Table for Part III of the Securities and Futures Bill (Annex to LC Paper No. CB(1) 413/00-01(01)) (issued)

LC Paper No. CB(1) 489/00-01(01) -Information paper provided by the Administration on relationship of entities recognized or set up under Part III of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 489/00-01(02) -Administration's response to the comments prepared by the Legal Service Division on Part III of the Securities and Futures Bill (LC Paper No. CB(1) 413/00-01(02)) (issued)

LC Paper No. CB(1) 493/00-01(01) -Response from the Administration on members' enquiry raised at the meeting held on 12 January 2001 (English version issued)

LC Paper No. CB(1) 575/00-01(01) -A list of automated trading services providers currently operating in Hong Kong and those expected to be regulated under Part III of the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 1174/00-01(02)-Information paper provided by the Administration on sanction against a recognized exchange and closure of it in emergencies under Part III of the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 1234/00-01(02)-Summary of public comments and Administration's response on Part III of the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 1246/00-01(01)-Information paper provided by the Administration on penalty for offences under Part III of the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 1309/00-01(01)-A comparison table prepared by the Legal Service Division on the different sets of provisions in Part III of the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 1309/00-01(02)-The corresponding response from the Administration on the comparison table prepared by the Legal Service Division (LC Paper No. CB(1) 1309/00-01(01)) (English version issued)

LC Paper No. CB(1) 1420/00-01(01)-Information paper provided by the Administration on statutory immunity for recognized exchange companies, clearing houses and exchange controllers under Part III of the Securities and Futures Bill (English version issued)

LC Paper No.CB(1) 485/00-01(01)-Information paper provided by the Administration on Part IV and Schedules 4 and 5 of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 515/00-01(01)-Table provided by the Legal Service Division comparing the provisions in Part IV of the Blue Bill with the existing legislation [Supplement to the Comparison Table provided by the Administration (Annex A to LC paper No. CB(1) 485/00-01(01))] (issued)

LC Paper No. CB(1) 562/00-01(01)-The Administration's response to the comments made by the Legal Service Division ( CB(1) 515/00-01(01)) (issued)

LC Paper No. CB(1) 1420/00-01(02)-US regulatory requirements on disclosure of interests in investments by analysts (English version issued)

LC Paper No.CB(1) 1466/00-01-Checklist of issues raised by the Hong Kong Stockbrokers Association on the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 1469/00-01-Clause by clause summary of outstanding comments by Linklaters & Alliance on the Securities and Futures Bill (English version issued)

II.Any other business

Legislative Council Secretariat
21 June 2001