Subcommittee on Securities and Futures (Professional Investor) (Amendment) Rules 2011

First meeting on
Tuesday, 1 November 2011, at 8:30 am
in Conference Room 2A of the Legislative Council Complex

Agenda

I.Election of Chairman
(8:30 am - 8:35 am)

II.Meeting with the Administration
(8:35 am - 10:25 am)

LC Paper No. CB(1)223/11-12(01)
(attached)

-Marked-up copy of the Rules (Restricted to Members)

LC Paper No. CB(1)223/11-12(02)
(attached)

-Letter dated 22 September 2011 from Assistant Legal Adviser to the Securities and Futures Commission

LC Paper No. CB(1)223/11-12(03)
(attached)

-The Securities and Futures Commission's response to Assistant Legal Adviser's letter dated 22 September 2011

Background information on the Rules

L.N. 135 of 2011

-Securities and Futures (Professional Investor) (Amendment) Rules 2011

(issued by the Securities and Futures Commission on 14 September 2011)

-The Legislative Council Brief

LC Paper No. LS99/10-11
(issued on 4 October 2011)

-Legal Service Division Report

(issued by the Securities and Futures Commission on 4 October 2010)

-Consultation Paper on the Evidential Requirements under the Securities and Futures (Professional Investor) Rules

(issued by the Securities and Futures Commission on 23 February 2011)

-Consultation Conclusions on the Evidential Requirements under the Securities and Futures(Professional Investor) Rules

III.Any other business
(10:25 am - 10:30 am)

Council Business Division 1
Legislative Council Secretariat
31 October 2011