Subcommittee on Securities and Futures (Professional Investor) (Amendment) Rules 2011
Second Meeting on
Wednesday, 9 November 2011, at 8:30 am
in Conference Room 1 of the Legislative Council Complex
Updated Agenda
(as at 8 November 2011)
| I. | Meeting with deputations and the Administration
(8:30 am - 10:25 am)
Deputations attending the meeting
- HRL Morrison & Co Capital Management (Int) Ltd.
- The Law Society of Hong Kong
- Hong Kong Securities Professionals Association
- Hong Kong Investor Relations Association
- Clifford Chance, Hong Kong
- UBS AG
- The Institute of Securities Dealers Limited
Submissions from organizations not attending the meeting
- The Hong Kong Association of Banks
[LC Paper No. CB(1)281/11-12(01) (English version only) (attached)]
- Hong Kong Securities Association
[LC Paper No. CB(1)281/11-12(02) (Chinese version only) (attached)]
- Hong Kong Investment Funds Association
[LC Paper No. CB(1)281/11-12(03) (English version only) (attached)]
Relevant papers
|
| LC Paper No. CB(1)281/11-12(04)
(attached)
| - | List of follow-up actions arising from the discussion at the meeting on 1 November 2011
|
| LC Paper No. CB(1)281/11-12(05)
(English version attached, Chinese version to follow)
| - | Administration's response to item 1 on the list of follow-up actions arising from the discussion at the meeting on 1 November 2011
|
| LC Paper No. CB(1)223/11-12(01)
(issued on 31 October 2011)
| - | Marked-up copy of the Rules (Restricted to Members)
|
| LC Paper No. CB(1)223/11-12(02)
(issued on 31 October 2011)
| - | Letter dated 22 September 2011 from Assistant Legal Adviser to the Securities and Futures Commission
|
| LC Paper No. CB(1)223/11-12(03)
(issued on 31 October 2011)
| - | The Securities and Futures Commission's response to Assistant Legal Adviser's letter dated 22 September 2011
|
| L.N. 135 of 2011
| - | Securities and Futures (Professional Investor) (Amendment) Rules 2011
|
| (issued by the Securities and Futures Commission on 14 September 2011)
| - | The Legislative Council Brief
|
| LC Paper No. LS99/10-11
(issued on 4 October 2011)
| - | Legal Service Division Report
|
| (issued by the Securities and Futures Commission on 4 October 2010)
| - | Consultation Paper on the Evidential Requirements under the Securities and Futures (Professional Investor) Rules
|
| (issued by the Securities and Futures Commission on 23 February 2011)
| - | Consultation Conclusions on the Evidential Requirements under the Securities and Futures(Professional Investor) Rules
|
| (A list of other relevant papers previously issued is available on the Legislative Council website at: http://www.legco.gov.hk/yr11-12/english/hc/sub_leg/sc01/general/sc01.htm)
|
| II. | Any other business
(10:25 am - 10:30 am)
|
Council Business Division 1
Legislative Council Secretariat
8 November 2011
