Subcommittee on Securities and Futures (Professional Investor)
(Amendment) Rules 2011

Fourth Meeting on
Wednesday, 16 November 2011, at 8:30 am
in Conference Room 2A of the Legislative Council Complex

Agenda

I.	Meeting with the Administration (8:30 am - 10:25 am)
	LC Paper No. CB(1)344/11-12(02) (attached)	-	List of follow-up actions arising from the discussion at the meeting on 11 November 2011
	LC Paper No. CB(1)281/11-12(05) (English version issued on 8 November 2011)	-	Administration's response to item 1 on the list of follow-up actions arising from the discussion at the meeting on 1 November 2011
	LC Paper No. CB(1)313/11-12(01) (issued on 10 November 2011)	-	Administration's response to item 2 to item 4 on the list of follow-up actions arising from the discussion at the meeting on 1 November 2011
	LC Paper No. CB(1)344/11-12(01) (attached)	-	Administration's response to item 5 on the list of follow-up actions arising from the discussion at the meeting on 1 November 2011
	LC Paper No. CB(1)223/11-12(01) (issued on 31 October 2011)	-	Marked-up copy of the Rules (Restricted to Members)
	LC Paper No. CB(1)223/11-12(02) (issued on 31 October 2011)	-	Letter dated 22 September 2011 from Assistant Legal Adviser to the Securities and Futures Commission
	LC Paper No. CB(1)223/11-12(03) (issued on 31 October 2011)	-	The Securities and Futures Commission's response to Assistant Legal Adviser's letter dated 22 September 2011
	Relevant papers
	L.N. 135 of 2011	-	Securities and Futures (Professional Investor) (Amendment) Rules 2011
	(issued by the Securities and Futures Commission on 14 September 2011)	-	The Legislative Council Brief
	LC Paper No. LS99/10-11 (issued on 4 October 2011)	-	Legal Service Division Report
	(issued by the Securities and Futures Commission on 4 October 2010)	-	Consultation Paper on the Evidential Requirements under the Securities and Futures (Professional Investor) Rules
	(issued by the Securities and Futures Commission on 23 February 2011)	-	Consultation Conclusions on the Evidential Requirements under the Securities and Futures(Professional Investor) Rules
	(A list of relevant papers previously issued is available on the Legislative Council website at: http://www.legco.gov.hk/yr11-12/english/hc/sub_leg/sc01/general/sc01.htm)
II.	Any other business (10:25 am - 10:30 am)

Council Business Division 1
Legislative Council Secretariat
15 November 2011