Panel on Financial Affairs

Special meeting on
Tuesday, 16 July 2013, at 3:00 pm
in Conference Room 1 of the Legislative Council Complex

Revised agenda
(as at 17 July 2013)

*Legend symbol denoting Members of the Panel on Economic Development are invited to join the discussion of agenda item I.I.

Regulatory issues relating to the sale of travel insurance


(3:00 pm - 4:00 pm)

LC Paper No. CB(1)1518/12-13(01)
(issued on 15 July 2013)

-Administration's paper on "Sale of Travel Insurance"

LC Paper No. CB(1)1175/12-13(02)
(issued on 30 May 2013 and re- issued on 15 July 2013)

-Letter dated 24 May 2013 from Hon KWOK Wai-keung proposing discussion on regulatory issues relating to travel insurance arising from the incident of hot air balloon crash in Egypt (Chinese version only)

LC Paper No. CB(1)962/12-13(01)
(issued on 30 April, 30 May 2013 and re-issued on 15 July 2013)

-Administration's written response dated 29 April 2013 to issues raised by Hon KWOK Wai-keung on regulatory issues relating to travel insurance arising from the incident of hot air balloon crash in Egypt

II.

Meeting with deputations to receive views on Securities and Futures Commission's Consultation Paper on the Proposed Amendments to the Professional Investor Regime and the Client Agreement Requirements


(4:00 pm - 5:55 pm)

Meeting with the Administration, Securities and Futures Commission and deputations

Deputations/individuals attending the meeting

1. Ms Shirley CHEUNG

2. Miss Jessica LAM

3. Corporate Governance and Directorship (HKBU) Society
[LC Paper No. CB(1)1553/12-13(01) - Chinese version only]
(issued on 17 July 2013)

4. Chinese Securities Association of Hong Kong
[LC Paper No. CB(1)1553/12-13(02) - Chinese version only]
(issued on 17 July 2013 and restricted to members only)

5. Hong Kong Securities Professionals Association

6. The Investors Protection Association

7. The Institute of Securities Dealers Ltd.
[LC Paper No. CB(1)1553/12-13(03) - Chinese version only]
(issued on 17 July 2013)

8. Hong Kong Securities Association Limited

9. The Hong Kong Institute of Financial Analysts and Professional Commentators Limited
[LC Paper No. CB(1)1532/12-13(01) - Chinese version only]
(issued on 15 July 2013)

10. Hong Kong Securities and Futures Employees Union

11. SinoPac Securities (Asia) Limited
[LC Paper No. CB(1)1532/12-13(02) - English version only]
(issued on 15 July 2013)

12. Hong Kong Securities & Futures Professionals Association

13. The Lion Rock Institute

Submissions from organizations/individuals not attending the meeting

1. The Hong Kong Association of Banks
[LC Paper No. CB(1)1532/12-13(03) - English version only]
(issued on 15 July 2013)

2. Kingston Securities Limited
[LC Paper No. CB(1)1532/12-13(04) - Chinese version only]
(issued on 15 July 2013)

3. Emperor Securities Limited
[LC Paper No. CB(1)1532/12-13(05) - Chinese version only]
(issued on 15 July 2013)

LC Paper No. CB(1)1518/12-13(02)
(issued on 15 July 2013)

-Paper on "Securities and Futures Commission's Consultation on the Proposed Amendments to the Professional Investor Regime and the Client Agreement Requirements" provided by the Securities and Futures Commission

LC Paper No. CB(1)1532/12-13(06)
(issued on 15 July 2013)

-Securities and Futures Commission's Consultation Paper on the Proposed Amendments to the Professional Investor Regime and the Client Agreement Agreements

LC Paper No. CB(1)1175/12-13(01)
(issued on 30 May 2013 and re- issued on 15 July 2013)

-Letter dated 29 May 2013 from Hon Christopher CHEUNG proposing discussion on the Securities and Futures Commission's proposed amendments to the professional investor regime and the client agreement requirements (Chinese version only)

III.

Any other business


(5:55 pm - 6:00 pm)

* Members of the Panel on Economic Development are invited to join the discussion of agenda item I.

Council Business Division 1
Legislative Council Secretariat
17 July 2013