|
Page
|
Section
|
Item
|
Relevant
LegCo Paper |
|
8
|
201
|
Definitions : Part II
|
CB(1)345/96-97(02)
Approval Criteria of Trustees |
|
9
|
202
|
Eligibility for approval as trustee
|
- ditto - |
|
9
|
203
|
Eligibility requirements for body corporate incorporated in Hong Kong
|
- ditto - |
|
11
|
204
|
Eligibility requirements for body corporate incorporated outside Hong Kong
|
- ditto - |
|
13
|
205
|
Who is an independent director?
|
- ditto - |
|
14
|
206
|
What is continuous financial support for purposes of sections 203 and 204?
|
- ditto - |
|
14
|
207
|
Eligibility requirements for persons other than bodies corporate
|
- ditto - |
|
14
|
208
|
Consequence of failure to provide additional information when required
|
- ditto - |
|
15
|
209
|
Ground for refusal of application
|
- ditto - |
|
15
|
210
|
Authority to issue certificate of approval to successful applicant
|
- ditto - |
|
15
|
211
|
Authority to notify applicant if application for approval is refused
|
- ditto - |
|
Page
|
Section
|
Item
|
Relevant
LegCo Paper |
|
17
|
301
|
Definition: Part III
|
N/A |
|
17
|
302
|
Operation of this Part
|
N/A |
|
17
|
303
|
Application requirements
|
CB(1)345/96-97(02)
Approval Criteria for Trustees
CB(1)345/96-97(05)
Professional Indemnity Insurance |
|
19
|
304
|
Approved trustee to accept contributions
|
N/A |
|
19
|
305
|
Requirements with respect to voluntary contributions
|
CB(1)810/96-97(03)
Non-Mandatory Contributions |
|
20
|
306
|
Requirements with respect to fees for transfer of accrued benefits
|
CB(1)537/96-97(01)
Circumstances and Fees for Portability |
|
21
|
307
|
No fees to be charged
|
CB(1)852/96-97(01)
Small Balance Accounts |
|
21
|
308
|
Scheme may consist of a single fund or of separate funds
|
CB(1)401/96-97(04)
Investment Management |
|
21
|
309
|
Application to include statement of investment policy
|
CB(1)401/96-97(04)
Investment Management |
|
22
|
310
|
Requirements with respect to appointment of investment managers of scheme funds
|
CB(1)401/96-97(04)
Investment Management |
|
22
|
311
|
Requirements with respect to investment of scheme funds
|
CB(1)401/96-97(02)
Investment Restrictions and Guidelines |
|
22
|
312
|
Offence to breach undertaking
|
N/A |
|
Page
|
Section
|
Item
|
Relevant
LegCo Paper |
|
23
|
401
|
Approved trustee to exercise appropriate care, skill, diligence and prudence with respect to scheme investments
|
CB(1)345/96-97(03)
Duties of Trustees |
|
23
|
402
|
Duty to appoint investment manager
|
CB(1)401/96-97(04)
Investment Management |
|
25
|
403
|
Delegation of investment management functions
|
CB(1)401/96-97(04) Investment Management |
|
25
|
404
|
Independence of investment manager
|
CB(1)401/96-97(04) Investment Management |
|
26
|
405
|
Investment management contracts
|
CB(1)401/96-97(04) Investment Management |
|
27
|
406
|
Approved trustee to prepare statement of investment policy
|
CB(1)401/96-97(04) Investment Management |
|
28
|
407
|
Duties of approved trustee with respect to investment of scheme funds
|
CB(1)401/96-97(04) Investment Management |
|
29
|
408
|
Approved trustee to ensure that investment standards are complied with
|
CB(1)345/96-97(03)
Duties of Trustees |
|
29
|
409
|
Approved trustee to ensure that there is custodian of scheme assets
|
CB(1)345/96-97(03)
Duties of Trustees |
|
30
|
410
|
Restrictions on entering into repurchase agreements
|
CB(1)401/96-97(02) Investment Restrictions and Guidelines
|
|
31
|
411
|
Restrictions on lending of scheme securities
|
CB(1)401/96-97(02) Investment Restrictions and Guidelines |
|
32
|
412
|
Duty of approved trustee with respect to investing in futures contracts and options contracts
|
CB(1)401/96-97(02) Investment Restrictions and Guidelines |
|
32
|
413
|
Approved trustee to provide scheme members with annual benefit statements
|
CB(1)810/96-97(01)
Mandatory Contributions
CB(1)1160/96-97(02)
Report on Outstanding Scheme Operational Issues |
|
34
|
414
|
Approved trustee to designate person to assist participating employers and scheme members
|
CB(1)810/96-97(01)
Mandatory Contributions |
|
35
|
415
|
Duty of approved trustee to inform participating employers and scheme members of changes of business particulars
|
N/A |
|
35
|
416
|
Duty of approved trustee to inform participants of requirements relating to scheme
|
N/A |
|
35
|
417
|
Offences against Part IV
|
N/A |
|
Page
|
Section
|
Item
|
Relevant
LegCo Paper |
|
68
|
901
|
Definitions: Part IX
|
N/A |
|
69
|
902
|
Relevant income of self-employed person
|
CB(1)537/96-97(03)
Self-employed Persons |
|
70
|
903
|
Calculation of relevant income in respect of person who produces evidence of relevant income
|
CB(1)537/96-97(03)
Self-employed Persons |
|
71
|
904
|
Calculation of relevant income in respect of person who does not produce evidence of relevant income
|
CB(1)537/96-97(03)
Self-employed Persons |
|
72
|
905
|
Adjustments in calculating relevant income
|
N/A |
|
73
|
906
|
When contributions must be made
|
CB(1)1160/96-97(02)
Report on Outstanding Scheme Operational Issues |
|
73
|
907
|
Approved trustee to verify that contributions of statutory minimum contributions are correct
|
CB(1)810/96-97(01)
Mandatory Contributions |
|
74
|
908
|
Approved trustees duty to notify defaulters of failure to pay contributions
|
CB(1)810/96-97(02)
Default Contributions |
|
74
|
909 |
Approved trustee to report non-payment or underpayment of statutory minimum contribution
|
CB(1)810/96-97(02)
Default Contributions |
|
75
|
910
|
Approved trustee to ensure that calculations of default contributions and penalty interest are correct
|
CB(1)810/96-97(02)
Default Contributions |
|
75
|
911
|
Crediting of payments
|
N/A |
|
75
|
912
|
Reporting of non-payment of arrears and penalty interest
|
CB(1)810/96-97(02)
Default Contributions |
|
76
|
913
|
Authority to give notice to defaulter
|
CB(1)810/96-97(02)
Default Contributions |
|
77
|
914
|
Ascertainment of relevant income for following financial period of scheme
|
N/A |
|
77
|
915
|
Offences under this Part
|
N/A |
|
77
|
916
|
Penalty interest and financial penalty for failure to remit contributions on time
|
CB(1)810/96-97(02)
Default Contributions |
