Bills Committee on
Securities and Futures Bill and Banking (Amendment) Bill 2000

Meeting on
Monday, 17 September 2001 at 8:30 am
in Conference Room A of the Legislative Council Building

Revised agenda

I.Clause-by-clause examination of the Securities and Futures Bill (SFB) and the Banking (Amendment) Bill 2000 (BAB)

(A) Part X of SFB (Clauses 205 to 208)

LC Paper No. CB(1) 1964/00-01(01) -Information paper provided by the Administration on the proposed Committee Stage Amendments to Part X of the English version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1977/00-01(02) -Information paper provided by the Administration on the proposed Committee Stage Amendments to Part X of the Chinese version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1977/00-01(03) -Revised paper on Administration's response to public comments on Part X of the Securities and Futures Bill (English version issued)

(B) Part XI of SFB (Schedule 7)

LC Paper No. CB(1) 1855/00-01(01) -Information paper provided by the Administration on the proposed Committee Stage Amendments to Part XI and Schedule 7 of the English version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1988/00-01(01) -Information paper provided by the Administration on the proposed Committee Stage Amendments to Part XI and Schedule 7 of the Chinese version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1855/00-01(02) -Revised paper on Administration's response to public comments on Part XI of the Securities and Futures Bill (English version issued)

(C) Part XII of SFB

LC Paper No. CB(1) 1855/00-01(03) -Information paper provided by the Administration on the proposed Committee Stage Amendments to Part XII and Schedule 9 of the English version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1988/00-01(02) -Information paper provided by the Administration on the proposed Committee Stage Amendments to Part XII and Schedule 9 of the Chinese version of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1855/00-01(04) -Information paper provided by the Administration on Part XII of the Securities and Futures Bill -- Investor Compensation (proposed new investor compensation scheme - summary of consultation conclusions and proposed rulemaking) (issued)

LC Paper No. CB(1) 2008/00-01(01) -Information paper provided by the Administration on Part XII of the Securities and Futures Bill -- Distribution of the loss recovered between the claimant and the SFC in exercise of the subrogated rights under clause 235 (English version issued)

Other relevant papers

LC Paper No. CB(1) 1002/00-01(01) -Information paper provided by the Administration on Part X of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1042/00-01(01) -Table prepared by the Legal Service Division providing supplementary information on the Comparison Table for Part X of the Securities and Futures Bill (Annex I to LC Paper No. CB(1) 1002/00-01(01)) (issued)

LC Paper No. CB(1) 1420/00-01(04) -Part X - A list of court cases taken into account in ensuring appropriateness of "fair, just and reasonable" and "assumption of responsibility" (English version issued)

LC Paper No. CB(1) 1034/00-01(01) -Information paper provided by the Administration on Part XI of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1104/00-01(01) -Table prepared by the Legal Service Division providing supplementary information on the Comparison Table for Part XI and Schedule 7 of the Securities and Futures Bill (Annex to LC Paper No. CB(1) 1034/00-01(01)) (issued)

LC Paper No. CB(1) 784/00-01 -Part XII - Consultation paper on Proposed New Investor Compensation Arrangements (issued)

LC Paper No. CB(1) 1095/00-01(01) -Information paper provided by the Administration on Part XII and Schedule 9 of the Securities and Futures Bill (issued)

LC Paper No. CB(1) 1113/00-01(01) -Table prepared by the Legal Service Division providing supplementary information on the Comparison Table for Part XII of the Securities and Futures Bill (Annex to LC Paper No. CB(1) 1095/00-01(01)) (issued)

LC Paper No. CB(1) 1128/00-01(01)-Summary of public comments and Administration's response on Part XII of the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 1374/00-01 -Parts IX & XI of SFB, BAB - Disciplinary sanctions and appeal mechanism for exempt authorized institutions and their staff (English version issued)

LC Paper No. CB(1) 1379/00-01(01)-Areas of concern raised by members during discussions on Securities and Futures Bill and Banking (Amendment) Bill 2000 (issued)

LC Paper No. CB(1) 1466/00-01 -Checklist of issues raised by the Hong Kong Stockbrokers Association on the Securities and Futures Bill (English version issued)

LC Paper No. CB(1) 1469/00-01-Clause by clause summary of outstanding comments by Linklaters & Alliance on the Securities and Futures Bill (English version issued)

II.Any other business

Legislative Council Secretariat
14 September 2001