| I | Confirmation of minutes of previous meetings
(2:30 pm - 2:35 pm)
|
| LC Paper No. CB(1) 115/02-03
(issued on 22.10.2002)
| - | Minutes of the meeting held on 16 September 2002
|
| LC Paper No. CB(1) 116/02-03
(issued on 22.10.2002)
| - | Minutes of the meeting held on 18 September 2002
|
| LC Paper No. CB(1) 117/02-03
(issued on 22.10.2002)
| - | Minutes of the meeting held on 20 September 2002
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| II | Consideration of draft subsidiary legislation
(2:35 pm - 4:25 pm)
|
| (1) | Securities and Futures (Client Money) Rules
|
| | LC Paper No. CB(1) 46/02-03(01)
(English version issued on 11.10.2002, Chinese version issued vide LC Paper No. CB(1) 134/02-03 on 24.10.2002)
| - | Revised draft Rules provided by the Administration
|
| (2) | Securities and Futures (Client Securities) Rules
|
| | LC Paper No. CB(1) 46/02-03(02)
(English version issued on 11.10.2002, Chinese version issued vide LC Paper No. CB(1) 134/02-03 on 24.10.2002)
| - | Revised draft Rules provided by the Administration
|
| (3) | Securities and Futures (Keeping of Records) Rules
|
| | LC Paper No. CB(1) 81/02-03(01)
(English version issued on 17.10.2002, Chinese version issued vide LC Paper No. CB(1) 134/02-03 on 24.10.2002)
| - | Revised draft Rules provided by the Administration
|
| (4) | Securities and Futures (Contract Notes, Statements of Account and Receipts) Rules
|
| | LC Paper No. CB(1) 84/02-03(01)
(English version issued on 18.10.2002, Chinese version issued vide LC Paper No. CB(1) 134/02-03 on 24.10.2002)
| - | Revised draft Rules provided by the Administration
|
| (5) | Securities and Futures (Investor Compensation - Claims) Rules
|
| | LC Paper No. CB(1) 81/02-03(02)
(English version issued on 17.10.2002, Chinese version issued vide LC Paper No. CB(1) 134/02-03 on 24.10.2002)
| - | Revised draft Rules provided by the Administration
|
| (6) | Securities and Futures (Licensing and Registration) (Information) Rules
|
| | LC Paper No. CB(1) 81/02-03(03)
(English version issued on 17.10.2002, Chinese version issued vide LC Paper No. CB(1) 134/02-03 on 24.10.2002)
| - | Revised draft Rules provided by the Administration
|
| (7) | Securities and Futures (Disclosure of Interests - Exclusions) Regulation
|
| | LC Paper No. CB(1) 84/02-03(02)
(English version issued on 18.10.2002, Chinese version issued vide LC Paper No. CB(1) 134/02-03 on 24.10.2002)
| - | Revised draft Rules provided by the Administration
|
| (8) | Securities and Futures (Insurance) Rules
|
| | LC Paper No. CB(1) 130/02-03(01)
(English version issued on 23.10.2002)
| - | Information paper provided by the Administration
|
| (9) | Securities and Futures (Unsolicited Calls - Exclusion) Rules
|
| | LC Paper No. CB(1) 81/02-03(04)
(English version issued on 17.10.2002, Chinese version issued vide LC Paper No. CB(1) 111/02-03 on 22.10.2002)
| - | Information paper provided by the Administration
|
| (10) | Securities and Futures (Professional Investor) Rules
|
| | LC Paper No. CB(1) 81/02-03(05)
(English version issued on 17.10.2002, Chinese version issued vide LC Paper No. CB(1) 111/02-03 on 22.10.2002)
| - | Information paper provided by the Administration
|
| (11) | Securities and Futures (Associated Entities) Rules
|
| | LC Paper No. CB(1) 84/02-03(03)
(English version issued on 18.10.2002, Chinese version issued vide LC Paper No. CB(1) 111/02-03 on 22.10.2002)
| - | Information paper provided by the Administration
|
| (12) | Securities and Futures (Accounts and Audit) Rules
|
| | LC Paper No. CB(1) 84/02-03(04)
(English version issued on 18.10.2002, Chinese version issued vide LC Paper No. CB(1) 111/02-03 on 22.10.2002)
| - | Information paper provided by the Administration
|
| (13) | Securities and Futures (Leveraged Foreign Exchange Trading - Exemption) Rules
|
| | LC Paper No. CB(1) 81/02-03(06)
(English version issued on 17.10.2002, Chinese version issued vide LC Paper No. CB(1) 111/02-03 on 22.10.2002)
| - | Information paper provided by the Administration
|
| (14) | Securities and Futures (Short Selling Exemption and Stock Lending) Rules
|
| | LC Paper No. CB(1) 84/02-03(05)
(English version issued on 18.10.2002, Chinese version issued vide LC Paper No. CB(1) 111/02-03 on 22.10.2002)
| - | Information paper provided by the Administration
|
| (15) | Securities and Futures (Financial Resources) Rules
|
| | LC Paper No. CB(1) 99/02-03(01)
(English version issued on 21.10.2002)
| - | Information paper provided by the Administration
|
| Other relevant papers
|
| LC Paper No. CB(1) 2168/01-02(01)
(English version issued on 2.7.2002, Chinese version issued vide LC Paper No. CB(1) 2248/01-02 on 10.7.2002)
| - | Information provided by the Administration on "Securities and Futures (Client Money) Rules"
|
| LC Paper No. CB(1) 2168/01-02(02)
(English version issued on 2.7.2002, Chinese version issued vide LC Paper No. CB(1) 2248/01-02 on 10.7.2002)
| - | Information provided by the Administration on "Securities and Futures (Client Securities) Rules"
|
| LC Paper No. CB(1) 2168/01-02(03)
(English version issued on 2.7.2002, Chinese version issued vide LC Paper No. CB(1) 2248/01-02 on 10.7.2002)
| - | Information provided by the Administration on "Securities and Futures (Keeping of Records) Rules"
|
| LC Paper No. CB(1) 1895/01-02(04)
(English version issued on 31.5.2002, Chinese version issued vide LC Paper No. CB(1) 1916/01-02 on 3.6.2002)
| - | Information provided by the Administration on "Securities and Futures (Contract Notes, Statements of Account and Receipts) Rules"
|
| LC Paper No. CB(1) 1895/01-02(02)
(English version issued on 31.5.2002, Chinese version issued vide LC Paper No. CB(1) 1916/01-02 on 3.6.2002)
| - | Information provided by the Administration on "Securities and Futures (Investor Compensation - Claims) Rules"
|
| LC Paper No. CB(1) 2490/01-02(01)
(English version issued on 9.9.2002, Chinese version issued vide LC Paper No. CB(1) 2522/01-02 on 13.9.2002)
| - | Information provided by the Administration on "Securities and Futures (Licensing and Registration) (Information) Rules"
|
| LC Paper No. CB(1) 2252/01-02(01)
(English version issued on 10.7.2002, Chinese version issued vide LC Paper No. CB(1) 2277/01-02 on 12.7.2002)
| - | Information provided by the Administration on "Securities and Futures (Disclosure of Interests - Exclusions) Regulation"
|
| LC Paper No. CB(1) 2490/01-02(02)
(English version issued on 9.9.2002, Chinese version issued vide LC Paper No. CB(1) 2522/01-02 on 13.9.2002)
| - | Information provided by the Administration on "Securities and Futures (Insurance) Rules"
|
| LC Paper No. CB(1) 1564/01-02(01)
(issued on 22.4.2002)
| - | Information provided by the Administration on "Securities and Futures (Unsolicited Calls - Exclusion) Rules"
|
| LC Paper No. CB(1) 1877/01-02(02)
(English version issued on 30.5.2002, Chinese version issued vide LC Paper No. CB(1) 1916/01-02 on 3.6.2002)
| - | Information provided by the Administration on "Securities and Futures (Professional Investor) Rules"
|
| LC Paper No. CB(1) 1877/01-02(03)
(English version issued on 30.5.2002, Chinese version issued vide LC Paper No. CB(1) 1916/01-02 on 3.6.2002)
| - | Information provided by the Administration on "Securities and Futures (Associated Entities) Rules"
|
| LC Paper No. CB(1) 2168/01-02(04)
(English version issued on 2.7.2002, Chinese version issued vide LC Paper No. CB(1) 2248/01-02 on 10.7.2002)
| - | Information provided by the Administration on "Securities and Futures (Accounts and Audit) Rules"
|
| LC Paper No. CB(1) 2232/01-02(01)
(English version issued on 9.7.2002, Chinese version issued vide LC Paper No. CB(1) 2277/01-02 on 12.7.2002)
| - | Information provided by the Administration on "Securities and Futures (Leveraged Foreign Exchange Trading - Exemption) Rules"
|
| LC Paper No. CB(1) 2232/01-02(02)
(English version issued on 9.7.2002, Chinese version issued vide LC Paper No. CB(1) 2277/01-02 on 12.7.2002)
| - | Information provided by the Administration on "Securities and Futures (Short Selling Exemption and Stock Lending) Rules"
|
| LC Paper No. CB(1) 2494/01-02(01)
(English version issued on 9.9.2002, Chinese version issued vide LC Paper No. CB(1) 2528/01-02 on 16.9.2002)
| - | Information provided by the Administration on "Securities and Futures (Financial Resources) Rules"
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| III | Any other business
(4:25 pm onwards)
|
