Year 2020 - 2021
Year 2019 - 2020
Year 2018 - 2019
Year 2017 - 2018
Year 2016 - 2017


Papers

Securities, futures and debt markets

Regulation of listed companies and market activities

Year 2020 - 2021



LC Paper No.PaperMeeting date
CB(1)811/19-20(02) Administration's response to issues relating to Securities and Futures Commission's consultation on proposed amendments to the Code on Real Estate Investment Trusts raised by Hon Andrew WAN Siu-kin, in his letter dated 10 June 2020 2 November 2020
CB(1)811/19-20(01) Letter dated 10 June 2020 from Hon Andrew WAN Siu-kin on issues relating to Securities and Futures Commission's consultation on proposed amendments to the Code on Real Estate Investment Trusts (Chinese version only) 2 November 2020
CB(1)306/20-21(01) Administration's paper on "Legislative proposal to refine the scope of regulated activities and provide for licensing fees under the Over-the-counter derivative regulatory framework in Hong Kong" 7 December 2020
CB(1)727/20-21(01) Letter from Hon Christopher CHEUNG on issues relating to the development of special purpose acquisition companies in Hong Kong (Chinese version only) 9 April 2021
CB(1)795/20-21(01) Administration's response to the letter from Hon Christopher CHEUNG on issues relating to the development of special purpose acquisition companies in Hong Kong" 3 May 2021
CB(1)1407/20-21(01) Administration's paper on Development of Hong Kong as a Premier Listing Platform 18 October 2021


Year 2019 - 2020



LC Paper No.PaperMeeting date
CB(1)428/19-20(03) Administration's paper on "Strategic development of Hong Kong as a premier listing platform and the future strategic development of Hong Kong Exchanges and Clearing Limited" 2 March 2020
CB(1)428/19-20(04) Paper on the reforms made to the Main Board and Growth Enterprise Market Listing Rules in 2018 and Hong Kong Exchanges and Clearing Limited's Three-year Strategic Plan of 2019-2021 prepared by the Legislative Council Secretariat (background brief) 2 March 2020
CB(1)707/19-20(02) Administration's response to issues relating to HSBC's recent decision to cancel its dividend payment raised by Ms Christine FONG, Sai Kung District Councilor, in her letter dated 20 April 2020 2 June 2020*
CB(1)707/19-20(01) Letter dated 20 April 2020 from Ms Christine FONG, Sai Kung District Councilor, on issues relating to HSBC's recent decision to cancel its dividend payment (Chinese version only) 2 June 2020*
CB(1)811/19-20(02) Administration's response to issues relating to Securities and Futures Commission's consultation on proposed amendments to the Code on Real Estate Investment Trusts raised by Hon Andrew WAN Siu-kin, in his letter dated 10 June 2020 23 June 2020*
CB(1)811/19-20(01) Letter dated 10 June 2020 from Hon Andrew WAN Siu-kin on issues relating to Securities and Futures Commission's consultation on proposed amendments to the Code on Real Estate Investment Trusts (Chinese version only) 23 June 2020*


Year 2018 - 2019



LC Paper No.PaperMeeting date
CB(1)1406/17-18(01) Administration's paper on "Enhancements to the Stock Exchange of Hong Kong Limited's Decision-making and Governance Structure for Listing Regulation" 5 November 2018
CB(1)127/18-19(01) Administration's paper on "Phase 2 clearing under the over-the-counter derivatives regulatory regime in Hong Kong" 5 November 2018
CB(1)1406/17-18(02) Administration's paper on "Review of the Growth Enterprise Market ("GEM") and Changes to the GEM and Main Board Listing Rules" 5 November 2018
CB(1)556/18-19(06) Administration's paper on "Proposed enhancements to the Investor Compensation Regime and wind-up of the Dealers Deposit Scheme" 19 February 2019
CB(1)695/18-19(05) Administration's paper on "Consultation on Uncertificated Securities Market Regime" 19 March 2019
CB(1)695/18-19(06) Paper on the development of an uncertificated securities market regime in Hong Kong prepared by the Legislative Council Secretariat (background brief) 19 March 2019
CB(1)760/18-19(03) Administration's paper on "E-Stamping of Share Transfer Documents" 1 April 2019
CB(1)1052/18-19(01) Submission from Mr David M. Webb on issues relating to the uncertificated securities market regime in Hong Kong (English version only) 10 May 2019*


Year 2017 - 2018



LC Paper No.PaperMeeting date
CB(1)113/17-18(03) Letter dated 13 October 2017 from Hon Mrs Regina IP LAU Suk-yee on issues relating to the establishment of a sovereign wealth fund in Hong Kong, opportunities for the financial services sector in the development of Guangdong-Hong Kong-Macao Bay Area and consultation on the proposed New Board and a review of the Growth Enterprise Market (Chinese version only) 6 November 2017
CB(1)113/17-18(05) Letter dated 18 October 2017 from Hon CHAN Chun-ying on issues relating to the development of Financial Technologies and enhancements to the Stock Exchange of Hong Kong Limited's decision-making and governance structure for listing regulation (Chinese version only) 6 November 2017
CB(1)346/17-18(01) Administration's paper on "Prescription of Additional Markets and Clearing Houses and Prescription of Delta One Warrants under the Over-the-counter Derivatives Regulatory Regime in Hong Kong" 5 January 2018
CB(1)647/17-18(01) Letter dated 27 February 2018 from Hon Dennis KWOK Wing-hang on weighted voting rights proposed by the Hong Kong Exchanges and Clearing Limited (English version only) 5 March 2018
CB(1)764/17-18(03) Administration's paper on Consultation of the Stock Exchange of Hong Kong Limited on the proposed new listing regime for emerging and innovative companies (power-point presentation materials) 3 April 2018
CB(1)767/17-18(01) Hong Kong Exchanges and Clearing Limited's paper on consultation of the Stock Exchange of Hong Kong Limited on the proposed new listing regime for emerging and innovative companies (speaking note of Mr Charles LI, Chief Executive of the Hong Kong Exchanges and Clearing Limited) 3 April 2018
CB(1)724/17-18(08) The Stock Exchanges and Clearing Limited's paper on "Report on consultation on listing regime for companies from emerging and innovative sectors" 3 April 2018
CB(1)926/17-18(06) Administration's paper on "Proposed amendments to standardise the rules for prescribing professional investors in Hong Kong" 15 May 2018
CB(1)1027/17-18(05) Administration's paper on "Legislative proposals to update the financial resources requirements for licensed corporations" 4 June 2018
CB(1)1067/17-18(03) Administration's paper on Legislative proposals to update the financial resources requirements for licensed corporations (power-point presentation materials) 4 June 2018
CB(1)1406/17-18(01) Administration's paper on "Enhancements to the Stock Exchange of Hong Kong Limited's Decision-making and Governance Structure for Listing Regulation" 20 September 2018*
CB(1)1406/17-18(02) Administration's paper on "Review of the Growth Enterprise Market ("GEM") and Changes to the GEM and Main Board Listing Rules" 20 September 2018*


Year 2016 - 2017



LC Paper No.PaperMeeting date
CB(1)61/16-17(04) Letter dated 18 October 2016 from Hon Dennis KWOK on issues relating to "consultation on the proposed enhancements to the Stock Exchange of Hong Kong Limited's decision-making and governance structure for listing regulation" (English version only) 15 November 2016
CB(1)190/16-17(08) Paper on proposed amendments to the Securities and Futures (Contracts Limits and Reportable Positions) Rules (Cap 571Y) prepared by the Legislative Council Secretariat (background brief) 5 December 2016
14 December 2016
CB(1)190/16-17(07) Paper on "Proposed enhancements to the position limit regime in Hong Kong" 5 December 2016
14 December 2016
CB(1)503/16-17(02) Administration's written response to agenda item II in the list regarding legislative proposals to enhance the position limit regime 14 December 2016
CB(1)308/16-17(01) Letter dated 9 December 2016 from Hon Mrs Regina IP regarding consultation on the proposed enhancements to the Stock Exchange of Hong Kong Limited's decision-making and governance structure for listing regulation (Chinese version only) 14 December 2016
CB(1)503/16-17(01) List of follow-up actions arising from the discussion at the meeting on 14 December 2016 14 December 2016
CB(1)843/16-17(03) Administration's paper on progress report on joint consultation on the proposed enhancements to the Stock Exchange of Hong Kong Limited's decision-making and governance structure for listing regulation (power-point presentation materials) 18 April 2017
CB(1)1348/16-17(02) Administration's written response to agenda item VI in the list regarding the progress report on joint consultation on the proposed enhancements to the Stock Exchange of Hong Kong Limited's decision-making and governance structure for listing regulation 18 April 2017
CB(1)1348/16-17(01) List of follow-up actions arising from the discussion at the meeting on 18 April 2017 18 April 2017
CB(1)777/16-17(08) Paper on the consultation on proposed enhancements to the Stock Exchange of Hong Kong Limited's decision-making and governance structure for listing regulation prepared by the Legislative Council Secretariat (background brief) 18 April 2017
CB(1)777/16-17(07) Securities and Futures Commission and the Stock Exchange of Hong Kong Limited's paper on "Progress report on joint consultation on the proposed enhancements to the Stock Exchange of Hong Kong Limited's decision-making and governance structure for listing regulation" 18 April 2017
CB(1)840/16-17(01) Submission received on 17 April 2017 from The Chamber of Hong Kong Listed Companies on the joint consultation on the proposed enhancements to the Stock Exchange of Hong Kong Limited's decision-making and governance structure for listing regulation (Chinese version only) 18 April 2017


* Issue date